11111

COURSE INTRODUCTION AND APPLICATION INFORMATION


finans.ss.ieu.edu.tr

Course Name
Code
Semester
Theory
(hour/week)
Application/Lab
(hour/week)
Local Credits
ECTS
Spring
Prerequisites
None
Course Language
Course Type
Required
Course Level
-
Mode of Delivery -
Teaching Methods and Techniques of the Course
Course Coordinator
Course Lecturer(s)
Assistant(s)
Course Objectives
Learning Outcomes The students who succeeded in this course;
  • will be able to give information about the financial regulations of Turkish financial market.
  • will be able to analyze and assess the role of legislation in financial activities.
  • will be able to explain guaranty contract, contract of bailment, pledge and mortgage.
  • will be able to explain worldwide crisis in the financial systems and how the regulatory system can be reformed to prevent future disasters.
  • will be able to analyze operation of stock exchange.
  • will be able to discuss the principal concepts and issues relating to financial legislation.
  • will be able to perceive dispute resolution methods of jurisdiction and arbitration.
Course Description

 



Course Category

Core Courses
X
Major Area Courses
Supportive Courses
Media and Managment Skills Courses
Transferable Skill Courses

 

WEEKLY SUBJECTS AND RELATED PREPARATION STUDIES

Week Subjects Required Materials
1 General Introduction to the course of Legal Structures of Finance, Administrative matters and overview. Principal legislation and principle legal concepts. Banking Law and Regulation, Macey, Miller and Carnell (Aspen Law & Business, 3. Edition) Banking and Financial Institutions Law in a Nutshell ,Lowett, 4. Ed., Chapter 1. Course notes given by lecture (http://homes.ieu.edu.tr/hkubilay)
2 Negotiable instrument, Capital Market instruments, Derivative instruments. Course notes given by lecture (http://homes.ieu.edu.tr/hkubilay), Legal Environment of Business, Sözer, Chapter 18.
3 Guarantee Law Introduction to Turkish Business Law, Tuğrul Ansay and Eric C. Schneider, p.50-65.
4 Capital Market Institutions Course notes given by lecture (http://homes.ieu.edu.tr/hkubilay)
5 Stock Markets Course notes given by lecture (http://homes.ieu.edu.tr/hkubilay)
6 Turkish Capital Markets Union, Turkish Evaluation Experts Union, TAKASBANK. Course notes given by lecture (http://homes.ieu.edu.tr/hkubilay)
7 Consumer protection and restrictions on competition for financial institutions, Financial markets and Institutions, Mishkin and Eakins, Chapter 20.
8 New challenges for banking regulation: electronic banking, electronic signature Legal Environment of Business, Sözer, Chapter 26 Financial Markets and Institutions, Mishkin and Eakins, Chapter 20
9 Midterm Exam
10 The International law that regulates international finance. Course notes given by lecture (http://homes.ieu.edu.tr/hkubilay)
11 Intermediary institutions Legal Environment of Business, Sözer, Chapter 18
12 Banking Law Course notes given by lecture (http://homes.ieu.edu.tr/hkubilay)
13 Control and measures of capital markets in Turkey and Capital market crimes Course notes given by lecture (http://homes.ieu.edu.tr/hkubilay)
14 Financial Dispute Resolution in front of Turkish and international courts –Recognition of Foreign Awards Course notes given by lecture (http://homes.ieu.edu.tr/hkubilay), Law of International Trade, Chuah, Chapter 13
15 Alternative Dispute Resolution in Finance Course notes given by lecture (http://homes.ieu.edu.tr/hkubilay), International Business Law, August, Chapter 11
16 Review of the Semester
Course Notes/Textbooks Above mentioned book chapters and presentation notes
Suggested Readings/Materials Websites: Financial Services Authority :www.fsa.gov.uk Securities Exchange Commission:www.sec.gov Centre for Analysis of Risk and Regulation, London School of Economic and Political Science, www.lse.ac.uk/collections/CARR

 

EVALUATION SYSTEM

Semester Activities Number Weigthing
Participation
Laboratory / Application
Field Work
Quizzes / Studio Critiques
4
20
Portfolio
Homework / Assignments
Presentation / Jury
1
10
Project
Seminar / Workshop
Oral Exam
Midterm
1
30
Final Exam
1
40
Total

Weighting of Semester Activities on the Final Grade
60
Weighting of End-of-Semester Activities on the Final Grade
40
Total

ECTS / WORKLOAD TABLE

Semester Activities Number Duration (Hours) Workload
Course Hours
(Including exam week: 16 x total hours)
16
3
48
Laboratory / Application Hours
(Including exam week: 16 x total hours)
16
Study Hours Out of Class
Field Work
Quizzes / Studio Critiques
3
15
Portfolio
Homework / Assignments
Presentation / Jury
Project
Seminar / Workshop
Oral Exam
Midterms
1
17
Final Exams
1
27
    Total
137

 

COURSE LEARNING OUTCOMES AND PROGRAM QUALIFICATIONS RELATIONSHIP

#
Program Competencies/Outcomes
* Contribution Level
1
2
3
4
5
1 Developing scientific expertise and capabilities in the field of finance through using creative and critical thinking and research skills; innovatively contribute to the discipline by new ideas and definitions based on the graduate level qualifications. X
2 Comprehending the interaction across various disciplines related to the field of finance, reaching at original conclusions by using new and complex analysis, synthesis and evaluation skills. X
3

Developing and championing new approaches to contribute the field of finance through apprehending the research methods.

X
4

Contributing to the science of finance through developing new methods or implementing an existing method to a different field through investigating, comprehending, designing original topics.

X
5

Conducting independent research, analyzing scientific phenomenon through broad, deep and critical perspective, arriving at new syntheses and evaluations in the discipline of finance.

X
6 Publishing scientific articles in reputable refereed national and international journals, presenting papers in scientific conferences in the field of finance and its sub-disciplines. X
7 Following, attending and organizing national and international events such as conferences, seminars and panels to keep up with developments and create new solutions to the problems in the field of finance.
8 Following pioneering and innovative theories and methods in the field of finance and implementing them in analysis and research.
9 Developing creative solutions to the social, scientific and ethical issues within the scope of finance and business life and extending values that supports these solutions.
10

Being able to use English fluently for both comprehending and publishing scientific publications and developing proper communication.

X

*1 Lowest, 2 Low, 3 Average, 4 High, 5 Highest

 

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